Urgent Requirement of "AVP/VP - Trade Surveillance" in Mumbai
Naukriguru
About Company
Prestigious client of Naukriguru Naukriguru.com was incepted in 2001 with a vision to become a guide and mentor to those seeking to carve their careers in their respective fields and counted among the highest ranked e-job portals when it comes to executive search and selection.
Contact Details
Concern Person: ruchi
Company Name: Naukriguru
Email Id: hr@naukriguru.in
Website URL: www.naukriguru.com
Urgent Requirement of "AVP/VP - Trade Surveillance" in Mumbai
Naukriguru - Pune, Mumbai
Experience: 13 to 18 Yrs. Posted on: 16-Nov-2016
Job Description
- Review the alerts cleared by associates to moniter market abuse and market manipulation across asset classes
- Investigate potential compliance issues with management and document findings
- Moniter and review trading activity using various exception based reports
- Analyze T+1 trading data on trade serveillance platforms for potential compliance issue
- Analyze and organize data, identifying any trends in a timely manner
- Maintain accurate organized and current compliance records and documentation in a manner consistent with the departments needs
- Liaison with Regional leads and senior leadership
- Prepare and present monthly dashboards, reports and business reviews
- Managing day to day process related requirements and employee conflict
Desired Candidate Profile
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Key Skills
Key Skills
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Not Mentioned
Qualification
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Not Mentioned
Additional Qualification
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Not Mentioned
Industry
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Beauty/Fitness/PersonalCare/SPA
Functional Area
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Banking/Insurance
Job Role
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GM/Head/VP Corporate Banking
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